Industry Statistics Sampler: NAICS 523110

Industry Statistics Sampler:
NAICS 523110
Investment banking and securities dealing

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2002 Economic Census Industry Series Report

Industry Series data are preliminary and are subject to change; they will be superseded by data released in later reports. Data are released in American FactFinder biweekly and may lag availability in PDF by up to four weeks. Data are released on DVD-ROM quarterly starting in January and may lag availability in PDF by up to four months.

2002 NAICS	Report title	Report number	Release date (PDF)	Full report		Tables only
2002 NAICS	Report title	Report number	Release date (PDF)	Link to PDF	Size in kb	Link to PDF	Size in kb
5231	Securities and Commodity Contracts Intermediation and Brokerage	EC02-52I-04	09/27/2004		430		249

NAICS Hierarchy: 1997

Introductory text includes scope and methodology. For descriptions of column headings and rows (industries), click on the appropriate underlined element in the table.

Indus-
try
Detail NAICS
code NAICS Title
(and link to definition) Estab-
lish-
ments Revenue
($1,000) Annual
payroll
($1,000) Paid
employees

52 Finance & insurance 395,203 2,197,771,283 264,551,401 5,835,214

523 Securities intermediation & related activities 54,491 274,986,724 71,281,305 706,053

5231 Securities & commodity contracts intermediation & brokerage 26,049 196,417,397 49,982,735 449,201

52311 Investment banking & securities dealing 4,136 118,385,783 22,330,285 140,782

523110 Investment banking & securities dealing 4,136 118,385,783 22,330,285 140,782

NAICS code	NAICS Title (and link to definition)	Estab- lish- ments	Revenue ($1,000)	Annual payroll ($1,000)	Paid employees
52	Finance & insurance	395,203	2,197,771,283	264,551,401	5,835,214
523	Securities intermediation & related activities	54,491	274,986,724	71,281,305	706,053
5231	Securities & commodity contracts intermediation & brokerage	26,049	196,417,397	49,982,735	449,201
52311	Investment banking & securities dealing	4,136	118,385,783	22,330,285	140,782
523110	Investment banking & securities dealing	4,136	118,385,783	22,330,285	140,782

Table includes only establishments with payroll.

NAICS 523110: Investment Banking and Securities Dealing . This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.

Historical Comparability - Bridge Between NAICS and SIC

NAICS SIC Description Estab-
lish-
ments Revenue
($1,000) Paid
employees Annual
payroll
($1,000)

523110 Not Comparable Investment banking & securities dealing 4,136 118,385,783 140,782 22,330,285

D 6211
Investment banking & securities dealing
4,136 118,385,783 140,782 22,330,285

NAICS	SIC	Description	Estab- lish- ments	Revenue ($1,000)	Paid employees	Annual payroll ($1,000)
523110		Investment banking & securities dealing	4,136	118,385,783	140,782	22,330,285
D	6211	Investment banking & securities dealing	4,136	118,385,783	140,782	22,330,285

Comparative Statistics for 4-digit SICs: 1997 and 1992

Data are in current dollars and have not been adjusted for inflation. Introductory text includes methodology. Comparative statistics are also available for other industries. For descriptions of column headings and rows (SIC industries), click on the appropriate underlined element in the table.

SIC 1987 SIC Description Year Establishments Revenue
($1,000) Annual payroll
($1,000) Paid employees

6211 Security brokers, dealers, and flotation companies 1997 24,431 D D (100,000+)
1992 17,787 88,171,416 26,252,775 299,953
% chg 37.4 N N N

D=Withheld to avoid disclosure

SIC	1987 SIC Description	Year	Establishments	Revenue ($1,000)	Annual payroll ($1,000)	Paid employees
6211	Security brokers, dealers, and flotation companies	1997	24,431	D	D	(100,000+)
1992	17,787	88,171,416	26,252,775	299,953
% chg	37.4	N	N	N

Geographic Distribution -- Investment banking and securities dealing: 1997

Data for the Finance & insurance sector are published for the U.S., states and metropolitan areas

For descriptions of column headings and rows (industries), click on the appropriate underlined element in the table.

Other
Indus-
tries State Estab-
lish-
ments Revenue
($1,000) Revenue
% of
U.S. Annual
payroll
($1,000) Paid
employees

United States 4,136 118,385,783 100.00 22,330,285 140,782

New York 823 95,740,765 80.87 15,469,065 71,918

New Jersey 192 4,424,441 3.74 1,262,213 14,789

California 476 3,609,434 3.05 1,090,770 8,697

Illinois 438 3,193,988 2.70 826,359 6,585

Connecticut 105 2,210,550 1.87 433,363 1,730

Texas 230 1,339,403 1.13 398,179 3,574

Minnesota 104 1,262,099 1.07 339,918 3,461

Florida 273 1,099,805 0.93 312,323 4,552

Ohio 85 720,113 0.61 236,870 2,862

Missouri 59 633,084 0.53 284,299 4,204

Tennessee 42 493,996 0.42 101,310 1,208

District of Columbia 33 330,599 0.28 176,028 577

Washington 74 307,638 0.26 111,976 1,455

Georgia 75 295,675 0.25 74,338 708

North Carolina 40 282,945 0.24 75,983 613

Arizona 53 241,723 0.20 85,716 1,800

Colorado 113 221,573 0.19 98,215 1,179

Nebraska 17 103,990 0.09 10,384 232

Virginia 64 103,590 0.09 35,100 349

Michigan 51 99,556 0.08 38,561 645

Indiana 49 88,982 0.08 45,642 682

South Carolina 24 66,979 0.06 9,340 168

Oregon 35 62,236 0.05 19,947 314

Kansas 35 49,618 0.04 11,448 189

Arkansas 13 37,904 0.03 15,383 240

Alabama 23 35,913 0.03 17,231 192

Utah 15 31,748 0.03 12,391 159

Iowa 20 30,825 0.03 5,996 66

Wisconsin 33 28,769 0.02 7,564 114

Oklahoma 45 28,375 0.02 5,819 177

Nevada 31 16,627 0.01 3,403 73

Louisiana 26 13,010 0.01 8,840 90

Kentucky 17 9,306 0.01 1,884 51

Idaho 9 8,263 0.01 2,044 26

West Virginia 7 2,842 585 23

All other states, including those below 407 1,159,419 0.98 701,798 7,080

Massachusetts 110 D D (2500-4999)

Pennsylvania 154 D D (1000-2499)

Maryland 42 D D (100-249)

Delaware 18 D D (20-99)

Mississippi 11 D D (20-99)

Montana 6 D D (20-99)

New Hampshire 9 D D (20-99)

New Mexico 17 D D (20-99)

Rhode Island 11 D D (20-99)

Maine 6 D D (1-19)

State	Estab- lish- ments	Revenue ($1,000)	Revenue % of U.S.	Annual payroll ($1,000)	Paid employees
United States	4,136	118,385,783	100.00	22,330,285	140,782
New York	823	95,740,765	80.87	15,469,065	71,918
New Jersey	192	4,424,441	3.74	1,262,213	14,789
California	476	3,609,434	3.05	1,090,770	8,697
Illinois	438	3,193,988	2.70	826,359	6,585
Connecticut	105	2,210,550	1.87	433,363	1,730
Texas	230	1,339,403	1.13	398,179	3,574
Minnesota	104	1,262,099	1.07	339,918	3,461
Florida	273	1,099,805	0.93	312,323	4,552
Ohio	85	720,113	0.61	236,870	2,862
Missouri	59	633,084	0.53	284,299	4,204
Tennessee	42	493,996	0.42	101,310	1,208
District of Columbia	33	330,599	0.28	176,028	577
Washington	74	307,638	0.26	111,976	1,455
Georgia	75	295,675	0.25	74,338	708
North Carolina	40	282,945	0.24	75,983	613
Arizona	53	241,723	0.20	85,716	1,800
Colorado	113	221,573	0.19	98,215	1,179
Nebraska	17	103,990	0.09	10,384	232
Virginia	64	103,590	0.09	35,100	349
Michigan	51	99,556	0.08	38,561	645
Indiana	49	88,982	0.08	45,642	682
South Carolina	24	66,979	0.06	9,340	168
Oregon	35	62,236	0.05	19,947	314
Kansas	35	49,618	0.04	11,448	189
Arkansas	13	37,904	0.03	15,383	240
Alabama	23	35,913	0.03	17,231	192
Utah	15	31,748	0.03	12,391	159
Iowa	20	30,825	0.03	5,996	66
Wisconsin	33	28,769	0.02	7,564	114
Oklahoma	45	28,375	0.02	5,819	177
Nevada	31	16,627	0.01	3,403	73
Louisiana	26	13,010	0.01	8,840	90
Kentucky	17	9,306	0.01	1,884	51
Idaho	9	8,263	0.01	2,044	26
West Virginia	7	2,842		585	23
All other states, including those below	407	1,159,419	0.98	701,798	7,080
Massachusetts	110	D		D	(2500-4999)
Pennsylvania	154	D		D	(1000-2499)
Maryland	42	D		D	(100-249)
Delaware	18	D		D	(20-99)
Mississippi	11	D		D	(20-99)
Montana	6	D		D	(20-99)
New Hampshire	9	D		D	(20-99)
New Mexico	17	D		D	(20-99)
Rhode Island	11	D		D	(20-99)
Maine	6	D		D	(1-19)

D = Withheld to avoid disclosure; N = Not available

Other Data from the 1997 Economic Census

Hypertext
tables Link
to pdf Series number Title Contents

EC97F52S-LS Source of Revenue Includes revenue by industry by source or type of revenue for the U.S.

EC97F52S-SZ Establishment and Firm Size Includes firms by revenue size, employment size, legal form of organization, number of units, and concentration in the largest companies for the U.S. Also includes establishments by revenue size and by employment size for the U.S.

EC97F52S-SB Miscellaneous Subjects Includes topics that vary from industry to industry

EC97F52S-SM Summary Republication of key tables from other reports

EC97X-CS3 Bridge Between NAICS and SIC (national only) Defines comparability of individual industries.

EC97X-CS2 Comparative Statistics (U.S. and states) 1997 and 1992 data side by side on a comparable SIC basis

EC97X-CS4 Nonemployer Statistics (U.S., states, counties, metros) Nonemployers account for 63 % of establishments and 1.7 % of receipts in this sector, but are excluded from the reports above.

Series number	Title	Contents
EC97F52S-LS	Source of Revenue	Includes revenue by industry by source or type of revenue for the U.S.
EC97F52S-SZ	Establishment and Firm Size	Includes firms by revenue size, employment size, legal form of organization, number of units, and concentration in the largest companies for the U.S. Also includes establishments by revenue size and by employment size for the U.S.
EC97F52S-SB	Miscellaneous Subjects	Includes topics that vary from industry to industry
EC97F52S-SM	Summary	Republication of key tables from other reports
EC97X-CS3	Bridge Between NAICS and SIC (national only)	Defines comparability of individual industries.
EC97X-CS2	Comparative Statistics (U.S. and states)	1997 and 1992 data side by side on a comparable SIC basis
EC97X-CS4	Nonemployer Statistics (U.S., states, counties, metros)	Nonemployers account for 63 % of establishments and 1.7 % of receipts in this sector, but are excluded from the reports above.

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2002 Economic Census

2002 Questionnaire

FI-52360 Securities and commodity contracts intermediation and brokerage and other financial investment activities

Data from the Other Census Bureau Programs

Hypertext Tables Title (with link to data) Frequency Smallest Geography Contents

County Business Patterns Annual County, metro area, ZIP Employees; payroll; number of establishments by employment size of establishment

Nonemployer Statistics Annual State, metro area, county Number of establishments and sales of firms with no paid employees

Statistics of U.S. Businesses Annual State, metro area Number of firms, employees, payroll, and revenue by employment-size of the enterprise

Title (with link to data)	Frequency	Smallest Geography	Contents
County Business Patterns	Annual	County, metro area, ZIP	Employees; payroll; number of establishments by employment size of establishment
Nonemployer Statistics	Annual	State, metro area, county	Number of establishments and sales of firms with no paid employees
Statistics of U.S. Businesses	Annual	State, metro area	Number of firms, employees, payroll, and revenue by employment-size of the enterprise

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Source: 1997 Economic Census

Last revised: December 02 2004 Questions?

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Page Last Modified: December 02, 2004