US Census Bureau

NC-9901

(Report of Organization)



To view FAQs which pertain to the 2002 Economic Census, but do not pertain to a particular form,
please click here The Economic Census

Questions

Category: General | Electronic Reporting | Legal Requirements | Reporting Problem/Non-Data Related | Internet Specific | Certification

General

1.    Are any reports generated from the data collected in the Report of Organization?

2.    Can I combine all my data?

3.    Can estimates be used to complete the report form?

4.    Changes that were made last year are not present in this year's form. Why?

5.    How can I get a copy of the data my company submitted last year?

6.    How do I confirm the Census Bureau received my data?

7.    How do I request a time extension?

8.    How do I request additonal forms?

9.    How is the Report of Organization carried out?

10.  How is the data collected from the Report of Organization used?

11.  How often is the Report of Organization conducted?

12.  How should I handle duplicate stores?

13.  How should I report employees for the pay period including March 12, 2001?

14.  How should payroll information be entered?

15.  My company did not operate during 2001. Am I still required to complete the form?

16.  My company was sold during the year in question. Am I still required to complete the form?

17.  What is meant by "company"?

18.  What is meant by "establishment"?

19.  What is meant by "subsidiary"?

20.  What is the coverage of the Report of Organization?

21.  What is the purpose of the Report of Organization (Form NC-9901)?

22.  What should be included in payroll?

23.  What type of data does the Report of Organization collect?

24.  When is the Report of Organization due?

25.  Where can I get additional copies of the instructions?

26.  Where can I get information about Census publications?

27.  Where can I get paper copies of the Report of Organization?

28.  Where is the diskette that should be in the package?

29.  Would a company located in Puerto Rico be considered a foreign affiliate?

Electronic Reporting

30.  Can I import data into the CSAQ software?

31.  Can I remove a store from the software?

32.  Can I sort the import/export spreadsheet file?

33.  Does the electronic software cost anything?

34.  I am having problems installing the CSAQ. Where do I go for help?

35.  What are my electronic reporting options for submitting data to the U.S. Census Bureau?

36.  What browser version is required for reporting electronically?

37.  What is a CSAQ?

38.  When I try printing from the main screen, all I get is a list of review tests. How can I print my full report?

39.  Will the software allow me to sort and print by establishment?

Legal Requirements

40.  Can my company be exempt from filing the census forms?

41.  Is my data confidential?

42.  Is the Report of Organization required?

43.  What are the penalties for not reporting?

44.  What is the legal authority for conducting the Report of Organization survey?

45.  Where can I view Title 13, United States Code?

46.  Who sees my completed report forms?

Reporting Problem/Non-Data Related

47.  Are copies of forms acceptable for filing?

48.  I have forms for old and new EINs. What should I do?

49.  My business does not have an address (as such). What should I report?

50.  What should I report if my company EIN has changed?

51.  Where is the EIN located on my form?

Internet Specific

52.  All the data I entered into the CSAQ is now gone. What happened?

53.  I get an error message that reads: "The survey data file (response.sdf) appears to be damaged. CRC verification failure." How can I correct this?

54.  I misplaced my userid and pin. How do I get another one?

55.  What browser version is required for reporting via the Internet?

Certification

56.  Why is there a certification question on the forms?


Answers

General

1. Are any reports generated from the data collected in the Report of Organization?

This survey is taken primarily to assure full coverage and high quality of other statistical programs, and does not routinely provide data products for public use.

Please note however, this survey is a major source of information for the County Business Patterns reports and as a resource in responding to requests for a variety of special reports and reimbursable tabulations.

Survey results are available to the Census Bureau about 8 months after each reference year and are used throughout Census Bureau economic data program operations.

back to top

2. Can I combine all my data?

No. Separate data are required for each establishment or place of business operated during the previous year. To publish meaningful data for all geographic areas and economic acitivities, it is necessary to obtain information for each of your locations.

back to top

3. Can estimates be used to complete the report form?

Yes. A good estimate is acceptable if book figures are not available for specific items. We do not expect businesses to incur additional expenses to develop information not available from their records.

back to top

4. Changes that were made last year are not present in this year's form. Why?

If your data was submitted past our processing date, changes may not have been made. If you need further information, please contact us.

back to top

5. How can I get a copy of the data my company submitted last year?

Send a letter from an officer in your company on official letterhead to:

    US Census Bureau
    1201 East Tenth St.
    Jeffersonville, IN 47132-0001

back to top

6. How do I confirm the Census Bureau received my data?

Call 1.800.201.4657 and a service representative will assist you.

back to top

7. How do I request a time extension?

Call the 800 number on your form or .

back to top

8. How do I request additonal forms?

To request additional forms, call the 800 number listed in your package.

back to top

9. How is the Report of Organization carried out?

An annual mail-out/mail-back survey of some 50,000 multi-establishment companies.

For 1995, the survey includes all 30,000 companies with more than 250 employees, and 20,000 smaller companies. Smaller companies are selected where separate administrative data indicate a probable organizational change and by a probability sampling procedure.

Both larger and smaller companies are identified from those listed in the Standard Statistical Establishment Database (SSEL).

back to top

10. How is the data collected from the Report of Organization used?

The data is used to update the Census Bureau's list of businesses and provides key source data for County Business Patterns and other statistical series.

Businesses use the data for analyzing market potential, measuring effectiveness of sales and advertising programs, setting sales quotas, and developing budgets.

Government agencies use the data for administration and planning.

back to top

11. How often is the Report of Organization conducted?

Annually since 1974; survey coverage and content vary during the census-related five-year program cycle. Data collection begins in late December of the reference year and responses are due within 30 days of receipt.

back to top

12. How should I handle duplicate stores?

For duplicate locations, mark "other" in the status column and write "duplicate" in the remarks section.

back to top

13. How should I report employees for the pay period including March 12, 2001?

Report all employees, both full- and part-time and employees working under a contractual co-employment arrangement whereby employees are provided by a professional employer organization. Include as employees all persons on paid sick leave, paid holidays, and paid vacations; include salaried officers and executives of incorporated firms. Exclude any temporary employees brought on for a limited duration to supplement the permanent work force (only if they are employees of the temporary help company). If any employees are provided by a professional employer organization, please indicate this in the remarks section.

back to top

14. How should payroll information be entered?

Payroll data should be entered in thousands. For example, if the figure is $114,796.43, enter 115.

back to top

15. My company did not operate during 2001. Am I still required to complete the form?

If your company discontinued operations before 2001, please return the report with an annotation in the remarks section that your company did not operate in any part of 2001.

back to top

16. My company was sold during the year in question. Am I still required to complete the form?

Yes. Complete the form up to the point the company was sold. Be sure to complete the new owner information.

back to top

17. What is meant by "company"?

An economic unit comprising one or more physical locations under common ownership or control.

back to top

18. What is meant by "establishment"?

A single physical location where business is conducted or where services or industrial operations are performed. (For example: a factory, mill store, hotel, movie theater, mine, farm, administrative office.) If distinctly separate activities are performed at the same location, and if there is significant employment in each acitivity, then each activity should be treated as separate, (For example: construction activities operated out of the same physical location as a lumber yard.), except Agricultural Production as explained below.

Firms engaged in

  • construction
  • real estate management or operation
  • transportation, communication, electric, gas, and sanitary services, and similar types of physically dispersing activities
  • it is not necessary to list separately each individual "site," "project," "field," "network," "line," or "system."


It is only necessary to report for main or branch offices, terminals, stations, etc., which are either
  • (a) directly responsible for supervising such activities, or
  • (b) the base from which personnel operate to carry out these activities.

back to top

19. What is meant by "subsidiary"?

Please see glossary of terms.

back to top

20. What is the coverage of the Report of Organization?

All multi-establishment companies and their establishments that have a payroll, except companies engaged exclusively in agricultural production.

back to top

21. What is the purpose of the Report of Organization (Form NC-9901)?

The purpose of this questionnaire is to obtain an accurate and up-to-date list of your establishments, i.e., separate business locations that were in operation or new plant(s) under construction during part or all of the survey year. This list should include establishments of your company and each of its subsidiaries except those reported on the MA-1000 form.

back to top

22. What should be included in payroll?

Include:

  • payroll of full- and part-time employees and payroll expenses for employees working under a contractual co-employment arrangement with a professional employer organization.
  • the total of wages paid, tips reported, and other compensation paid to your employees in the calendar year, whether or not subject to income or social security taxes.
  • all wages, salaries, commissions, fees, bonuses, vacation allowances, sick leave pay, severance pay, the amount of reported tips, and the value of taxable fringe benefits.
  • any employee contributions to a qualified pension plan, such as the 401(k) plan
  • the spread on stock options that are taxable to employees as wages
  • for incorporated businesses, include the salary of all officers and executives
  • Include severance pay.
Exclude:
  • pensions, annuities, supplemental unemployment compensation benefits, nontaxable fringe benefits, and commissions and fees paid to independent contractors
  • employer contributions for pension plans and for health insurance and qualified benefits under a cafeteria plan
  • for unincorporated businesses, exclude the profit or compensation paid to proprietors or partners
The sum of payroll reported for individual establishments for an EIN should equal the taxable medicare wages and tips reported on item 7a of IRS Form 941, Employer's Quarterly Federal Tax Return plus the payroll expense portion of the fee paid to a professional employer organization as part of a contracted co-employment agreement.

back to top

23. What type of data does the Report of Organization collect?

Companies report for each domestic establishment:

  • operational status (i.e., sold, closed, continued, started, and acquired)
  • first quarter and annual payroll
  • employment during the pay period that included March 12
  • any large foreign equity positions; and
  • controlling interests held by other domestic or foreign-owned organizations

back to top

24. When is the Report of Organization due?

The deadline for returning data back to the Census Bureau is 30 days after receiving the questionnaire.

back to top

25. Where can I get additional copies of the instructions?

You may contact us and we will mail additional copies to you.

Or you may print copies of the pdf located on the NC-9901 page.

back to top

26. Where can I get information about Census publications?

Visit the Census Bureau's Publications page.

back to top

27. Where can I get paper copies of the Report of Organization?

Contact us to request paper copies of the survey.

back to top

28. Where is the diskette that should be in the package?

Your company has been designated an Internet reporter. Use the userid and password provided in the package to download the files necessary to complete the form.

back to top

29. Would a company located in Puerto Rico be considered a foreign affiliate?

No. Puerto Rico is considered part of the United States.

back to top

Electronic Reporting

30. Can I import data into the CSAQ software?

Yes. Importing data into the software must be done according to the importing format. Detailed instructions on importing data is available in the software's help system.

back to top

31. Can I remove a store from the software?

You can only remove stores that you added. Any other store you would like removed should be marked closed, sold, or other (with an explanation) for the status, and it will be removed from your file for the following year.

back to top

32. Can I sort the import/export spreadsheet file?

Yes. You can sort the spreadsheet as long as you do not change the column designations.

back to top

33. Does the electronic software cost anything?

No. The software is provided to you at no charge.

back to top

34. I am having problems installing the CSAQ. Where do I go for help?

Be sure to follow that instructions and that your computer system meets the basic requirements for using the software. If you still have problems, please contact us for help installing the software.

back to top

35. What are my electronic reporting options for submitting data to the U.S. Census Bureau?

You may submit your data using the CSAQ software via the Internet, diskette, or modem.

back to top

36. What browser version is required for reporting electronically?

Microsoft Internet Explorer or Netscape Communicator versions 4.0 or higher are required.

back to top

37. What is a CSAQ?

Computerized-Self-Administered Questionnaire. A CSAQ is an electronic rendering of a questionnaire that controls the flow of survey questions. It provides interactive help and performs various edit checks as you complete the questionnaire.

back to top

38. When I try printing from the main screen, all I get is a list of review tests. How can I print my full report?

Close the software entirely, re-open it and try printing again.

back to top

39. Will the software allow me to sort and print by establishment?

No. The data will be printed in the order shown in the software.

back to top

Legal Requirements

40. Can my company be exempt from filing the census forms?

No. Because of the mandatory reporting requirement, the Census Bureau cannot excuse your company from filing. For more information on mandatory reporting, see the legal requirements page.

back to top

41. Is my data confidential?

Title 13 of the United States Code provides complete protection for all reported information. Census forms, including copies retained by respondents, are immune from legal action. Also, Federal law specifically exempts the reports from the provisions of the Freedom of Information Act.

back to top

42. Is the Report of Organization required?

Your response is required by law. Title 13, United States Code, requires businesses and other organizations that receive this questionnaire to answer the questions and return the report to the Census Bureu.

back to top

43. What are the penalties for not reporting?

The penalties under Title 13 of the United States Code are:

  1. Failure to Report - Up to, but not more than, $500 per establishment. (Payment of this fine does not release this company from the responsibility of filing.)
  2. Willfully Giving Wrong Answer - Up to, but not more than, $10,000
For more information see the legal page.

back to top

44. What is the legal authority for conducting the Report of Organization survey?

Title 13, United States Code requires firms to complete questionnaires sent to them. For more information on Title 13, please see legal page.

back to top

45. Where can I view Title 13, United States Code?

A full text, searchable version of Title 13 is available at Cornell Law School'sLegal Information Institute.

back to top

46. Who sees my completed report forms?

Individual reports are seen only by sworn Census Bureau employees and only for the purpose of developing statistical totals and summaries. Census publications provide no information about an individual firm's operations.

back to top

Reporting Problem/Non-Data Related

47. Are copies of forms acceptable for filing?

Yes. Please be sure that all data, including the label information, are legible.

back to top

48. I have forms for old and new EINs. What should I do?

The form showing the old EIN should have the new one entered, and an explanation regarding the change in the remarks section. Report data for both EINs on the form with the correct EIN; staple the forms together and return to the Census Bureau.

back to top

49. My business does not have an address (as such). What should I report?

Describe the physical location referencing distances from cities, major highways, shopping centers, etc. (i.e., 1/2 mile south of Boise on Route 728).

back to top

50. What should I report if my company EIN has changed?

Please enter the new EIN on the form and explain in the Remarks section when the change occurred. Complete the form for the full year.

back to top

51. Where is the EIN located on my form?

The EIN can be found in the second line of the address label immediately following the letters "EI".

back to top

Internet Specific

52. All the data I entered into the CSAQ is now gone. What happened?

If you were completing the form from its current location instead of downloading and saving it on your PC, the data was not saved. Download the files to your PC, choosing the "save to disk" option.

back to top

53. I get an error message that reads: "The survey data file (response.sdf) appears to be damaged. CRC verification failure." How can I correct this?

Do the following:

  1. Erase all files and empty recycling bin
  2. Download files again from the Internet making sure they are saved in the same directory
If you are still having problems, contact us.

back to top

54. I misplaced my userid and pin. How do I get another one?

Contact us to request your userid and pin.

back to top

55. What browser version is required for reporting via the Internet?

Versions 4.0 or higher of Microsoft Internet Explorer or Netscape Communicator are required.

back to top

Certification

56. Why is there a certification question on the forms?

This item certifies that the form has been completed accurately and according to instructions.

The company contact name and telephone number provides us with a contact if any questions regarding the reported data arise.

back to top


 
FOIA  |  Privacy Statement  |  Confidentiality  |  Quality  |  Accessibility  |  Customer Service and Support  |  Census Home

______
U.S. Census Bureau: Helping You Make Informed Decisions
Source: U.S. Census Bureau
Last Revised: 7/13/01 @ 2:50:40 PM EST